
IT Compliance & Risk Managers


Entreda?

most common crime perpetrated against financial firms is a cyber crime.
Pricewaterhouse Coopers report 2014

of financial firms spend more time on compliance tasks than on clients.
JD Power and Associates 2013
Entreda?

most common crime perpetrated against financial firms is a cyber crime.
Pricewaterhouse Coopers report 2014

of financial firms spend more time on compliance tasks than on clients.
JD Power and Associates 2013
What is SEC and FINRA’s new cybersecurity guidance?
1.Do you have a written cybersecurity policy?
2.Do you enforce your policy on employee or contractor devices and networks 24×7?
3.Can you demonstrate proof of policy enforcement?

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Our customers are affiliated with
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